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Compliance Issues

The financial services sector in South Africa has strict legislation in place to ensure product reliability and legislative compliance on the part of Financial Services Providers.

At Bay Union we believe that stringent compliance processes protect our clients and safeguard good business practices. We are completely committed to comply with the legislation and to always act with due skill, care and diligence.

Licence Details:

Each of our legal entities have the following compliance documents which are available on request:

  • Conflict of Interest Management Policy
  • Complaints Resolution Policy
  • Section 51 Manual on the Promotion of Access to Information Act
Bay Union Insurance Brokers (Pty) Ltd
Section 51 Manual

Bay Union Employee Benefit Consultants (Pty) Ltd Section 51 Manual

Bay Union Investment Planning Services (Pty) Ltd Section 51 Manual


PAIA Request Form

To request any of these documents, please email


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